🇬🇧 Project Management Professional / PRINCE2 · subject
Project Management Professional / PRINCE2 The Seven Processes Syllabus
The The Seven Processes syllabus for Project Management Professional / PRINCE2 in full: 3 chapters, 9 topics and 26 sub-topics, every one listed below, plus 51 The Seven Processes flashcards with answers.
The Seven Processes syllabus: all 3 chapters
Expand any chapter to see its topics and sub-topics.
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Pre-Project and Initiation Processes
3 topics- Starting Up a Project (SU)
- Appoint Executive and Project Manager; capture previous lessons
- Design and appoint the project management team
- Prepare the outline Business Case and Project Product Description
- Select the project approach and assemble the Project Brief; plan initiation stage
- Initiating a Project (IP)
- Prepare the four management approaches (Risk, Quality, Change, Communication)
- Set up project controls and create the Project Plan
- Refine the Business Case and assemble the Project Initiation Documentation
- Trigger and outputs of pre-project work
- Project mandate as the trigger for Starting Up
- Request to initiate a project handed to the Project Board
- Starting Up a Project (SU)
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Directing and Controlling Processes
3 topics- Directing a Project (DP)
- Authorise initiation and authorise the project
- Authorise a Stage or Exception Plan
- Give ad hoc direction and authorise project closure
- Controlling a Stage (CS)
- Authorise, review and receive completed Work Packages
- Review stage status and report highlights
- Capture, examine and escalate issues and risks; take corrective action
- Managing Product Delivery (MP)
- Accept a Work Package and agree tolerances with the Team Manager
- Execute a Work Package and maintain Team Plans/Checkpoint Reports
- Deliver a completed Work Package back to the Project Manager
- Directing a Project (DP)
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Stage Boundary and Closure Processes
3 topics- Managing a Stage Boundary (SB)
- Plan the next stage and update the Project Plan
- Update the Business Case and report stage end
- Produce an Exception Plan when directed
- Closing a Project (CP)
- Prepare planned and premature closure
- Hand over products and evaluate the project
- Recommend project closure to the Project Board
- Process model relationships
- How CS, MP and SB interact within a delivery stage
- Mapping the seven processes across the project lifecycle
- Managing a Stage Boundary (SB)
Project Management Professional / PRINCE2 The Seven Processes flashcards — 51 questions with answers
What are the seven processes of PRINCE2?
Starting Up a Project (SU), Directing a Project (DP), Initiating a Project (IP), Controlling a Stage (CS), Managing Product Delivery (MP), Managing a Stage Boundary (SB), and Closing a Project (CP).
What is the purpose of the Starting Up a Project (SU) process?
To ensure the prerequisites for initiating a project are in place by answering whether the project is worthwhile and viable. It is a pre-project, lightweight process that prevents poorly conceived projects from being initiated.
What event (trigger) starts the Starting Up a Project (SU) process?
The project mandate, supplied by responsible (corporate, programme management or the customer) authority. It triggers the pre-project work.
What is the main output/deliverable produced at the end of Starting Up a Project (SU)?
The Project Brief (which incorporates the outline Business Case) and the initiation Stage Plan. These are submitted to the Project Board via the request to initiate a project.
Name the key activities of the Starting Up a Project (SU) process.
Appoint the Executive and the Project Manager; capture previous lessons; design and appoint the project management team; prepare the outline Business Case; select the project approach and assemble the Project Brief; plan the initiation stage.
In SU, which two management products combine the project mandate's information into a fuller statement of the project?
The Project Brief (a fuller version of the mandate) and the outline Business Case (showing the justification for the project).
What is the purpose of the Initiating a Project (IP) process?
To establish solid foundations for the project, enabling the organisation to understand the work to be done before committing significant spend. It produces the Project Initiation Documentation (PID).
What triggers the Initiating a Project (IP) process?
The Project Board's authority to initiate (the 'authorize initiation' decision in Directing a Project), given in response to the request to initiate a project from SU.
What is the primary output of the Initiating a Project (IP) process?
The Project Initiation Documentation (PID), assembled from the project strategies, controls, plans, refined Business Case, and the project management team structure. It also produces the request to deliver a project.
Which four management strategies (approaches) are created during Initiating a Project (IP)?
The Risk Management Approach, the Quality Management Approach, the Change Control Approach, and the Communication Management Approach.
Which key registers/logs are set up during Initiating a Project (IP)?
The Risk Register, the Quality Register, and the Issue Register are established (and the Daily Log and Lessons Log, started in SU, continue).
During IP, the detailed Business Case and the Project Plan are created. What is the difference between the Project Plan and a Stage Plan?
The Project Plan is a high-level plan covering the whole project (major products, timescale, cost, resources), used by the Project Board as a baseline. A Stage Plan is the detailed, day-to-day plan for a single management stage, used by the Project Manager.
What is the trigger and what are the outputs of the pre-project work in PRINCE2?
Trigger: the project mandate from corporate/programme/customer. Outputs of pre-project work (SU): the Project Brief, the outline Business Case, the initiation Stage Plan, and the request to initiate a project.
Why does PRINCE2 separate Starting Up a Project (pre-project) from Initiating a Project?
To keep SU lightweight (a quick viability check using minimal resources) and to defer the larger investment of detailed planning in IP until the Project Board has confirmed the project is worthwhile and authorised initiation.
What is the purpose of the Directing a Project (DP) process?
To enable the Project Board to be accountable for the project's success by making key decisions and exercising overall control, while delegating day-to-day management to the Project Manager (management by exception).
Over which span of the project lifecycle does the Directing a Project (DP) process run?
From the end of Starting Up a Project (when the Project Board authorises initiation) to the end of the project (authorising closure). It does NOT cover the SU process itself.
What are the five activities of the Directing a Project (DP) process?
Authorize initiation; authorize the project; authorize a Stage or Exception Plan; give ad hoc direction; authorize project closure.
In DP, which activity authorises the move from the initiation stage into the first delivery stage?
'Authorize the project' (based on the PID), and 'authorize a Stage or Exception Plan' for the next stage. These can happen together at the same Project Board review.
What is the purpose of the Controlling a Stage (CS) process?
To assign and monitor work, deal with issues, report progress to the Project Board, and take corrective action so the stage stays within its agreed tolerances. It is where the Project Manager spends most of their time.
What triggers the Controlling a Stage (CS) process for the first delivery stage?
The Project Board's 'authorize the project' and 'authorize a Stage Plan' decisions in Directing a Project, which give the Project Manager the go-ahead to begin managing the stage.
Show the other 31 The Seven Processes flashcards
Name the three groups of activities within Controlling a Stage (CS).
Work Packages (authorize, review status, receive completed); Monitoring and reporting (review stage status, report highlights); and Issues (capture and examine issues/risks, escalate, take corrective action).
What is a Work Package in PRINCE2 and which CS activity authorises it?
A Work Package is the set of information about one or more required products given by the Project Manager to a Team Manager to authorise and control production. It is created by the 'authorize a Work Package' activity in Controlling a Stage.
Which report does the Project Manager produce regularly in CS to keep the Project Board informed?
The Highlight Report, sent at a frequency defined by the Project Board, summarising stage progress (management by exception means the Board need not meet otherwise).
What is the purpose of the Managing Product Delivery (MP) process?
To control the link between the Project Manager and the Team Manager(s) by placing formal requirements on accepting, executing, and delivering project work (the specialist products).
From whose perspective is the Managing Product Delivery (MP) process written?
From the Team Manager's perspective; it is the Team Manager's process for receiving, executing, and returning Work Packages, agreeing the work with the Project Manager.
What are the three activities of the Managing Product Delivery (MP) process?
Accept a Work Package; execute a Work Package; deliver a Work Package.
What is the interface between Controlling a Stage (CS) and Managing Product Delivery (MP)?
The Work Package: CS 'authorize a Work Package' hands it to MP 'accept a Work Package'; on completion MP 'deliver a Work Package' returns it to CS 'review Work Package status / receive completed Work Packages'.
Which log does the Team Manager use during MP to record technical progress on a Work Package?
The Checkpoint Report (sent to the Project Manager at the frequency agreed in the Work Package) and the Quality Register entries are updated as quality activities are carried out.
What is the purpose of the Managing a Stage Boundary (SB) process?
To enable the Project Board to decide whether to continue: it provides the Board with an update of the Project Plan and Business Case, a review of stage performance, and a plan for the next stage so they can authorise continuation.
What triggers the Managing a Stage Boundary (SB) process?
The Project Manager, near the end of a management stage (as directed from Controlling a Stage), when approaching the stage boundary and needing approval to proceed to the next stage.
What are the key activities of Managing a Stage Boundary (SB)?
Plan the next stage; update the Project Plan; update the Business Case; report stage end (produce the End Stage Report); and (if needed) produce an Exception Plan.
Which report is the principal output of Managing a Stage Boundary (SB)?
The End Stage Report, which reviews the just-completed stage's performance and is submitted with the next Stage Plan to the Project Board for the end-stage assessment decision.
When is an Exception Plan produced in Managing a Stage Boundary (SB)?
When a stage or the project is forecast to exceed its tolerances (an exception). The Project Board requests an Exception Plan (via 'give ad hoc direction') to replace the remainder of the current plan; SB then produces it.
What is the purpose of the Closing a Project (CP) process?
To provide a fixed point at which acceptance of the project product is confirmed and to recognise that the objectives set out in the original PID have been achieved (or that the project has nothing more to contribute).
What triggers the Closing a Project (CP) process?
It is triggered from within Controlling a Stage during the final stage when the project's end is approaching (planned closure), or by a Project Board instruction for premature closure.
What are the key activities of the Closing a Project (CP) process?
Prepare planned closure (or prepare premature closure); hand over products; evaluate the project; and recommend project closure.
Which report is produced in Closing a Project (CP) to review how the project performed against its PID?
The End Project Report, which includes the Lessons Report (or references it) and the Benefits Management Approach for measuring post-project benefits.
Is Closing a Project (CP) a separate stage in PRINCE2?
No. Closure activities are part of the work of the final delivery stage, not a stage of their own. CP runs within the last stage and produces the recommendation to close, which DP then authorises.
Which PRINCE2 process is NOT a stage and runs throughout, used only by the Project Board?
Directing a Project (DP). It spans from authorising initiation to closure but consists only of Project Board decisions, not day-to-day management work.
In the PRINCE2 process model, which processes are used by the Project Manager?
Starting Up a Project (SU), Initiating a Project (IP), Controlling a Stage (CS), Managing a Stage Boundary (SB), and Closing a Project (CP). The Project Manager drives all of these (DP belongs to the Board; MP to the Team Manager).
In the PRINCE2 process model, map each management level to its processes: Board, Project Manager, Team Manager.
Directing level (Project Board): Directing a Project (DP). Managing level (Project Manager): SU, IP, CS, SB, CP. Delivering level (Team Manager): Managing Product Delivery (MP).
What is the correct chronological order of the PRINCE2 processes across a single-stage-then-delivery project?
SU -> (DP authorises initiation) -> IP -> (DP authorises project + stage) -> CS <-> MP for each delivery stage, with SB at each stage boundary, and CP within the final stage, all overseen by DP throughout.
Which two processes exchange information via the 'request to deliver a project' / authorisation, marking the transition from planning to first delivery stage?
Initiating a Project (IP) produces the PID and request; Directing a Project (DP) responds with 'authorize the project'; Controlling a Stage (CS) then begins the first delivery stage.
How many management stages must every PRINCE2 project have, as a minimum?
A minimum of two: the initiation stage (managed by IP) plus at least one further delivery (management) stage (managed by CS). $\text{stages}_{min} = 2$.
Which process produces the Lessons Log and which produces the Lessons Report?
The Lessons Log is created in Starting Up a Project (SU) and updated throughout. The Lessons Report is produced when useful lessons are identified, typically in Managing a Stage Boundary (SB) and Closing a Project (CP).
Compare the End Stage Report and the End Project Report.
The End Stage Report (from SB) reviews one completed stage and is given to the Board at each stage boundary to decide on continuation. The End Project Report (from CP) reviews the whole project against the PID at project end. Both inform Project Board decisions.
What is the relationship between Controlling a Stage (CS) and Directing a Project (DP) during a stage?
CS sends Highlight Reports and escalates Exception Reports to DP; DP gives ad hoc direction and approves Exception Plans. The Board steers via management by exception while the Project Manager runs the stage day to day.
Which process first creates the project management team structure and role descriptions?
Starting Up a Project (SU), in the 'design and appoint the project management team' activity. The structure is later confirmed and detailed in the PID during Initiating a Project (IP).
What is the trigger for premature closure, and which process handles it?
A Project Board instruction (via 'give ad hoc direction' in DP), usually following an exception. It is handled by the Closing a Project (CP) process through the 'prepare premature closure' activity.
Which report does a Team Manager send to the Project Manager during MP, and which does the Project Manager send to the Board during CS?
Team Manager -> Project Manager: Checkpoint Report (during Managing Product Delivery). Project Manager -> Project Board: Highlight Report (during Controlling a Stage).
In the process model, what closes the loop at the end of the project between CP and DP?
Closing a Project (CP) produces the 'recommend project closure' notification and End Project Report; Directing a Project (DP) responds with 'authorize project closure', formally disbanding the project and confirming acceptance.
Project Management Professional / PRINCE2 The Seven Processes FAQ
What is in the Project Management Professional / PRINCE2 The Seven Processes syllabus?
Project Management Professional / PRINCE2 The Seven Processes is split into 3 chapters: Pre-Project and Initiation Processes, Directing and Controlling Processes and Stage Boundary and Closure Processes. Together they contain 9 topics and 26 sub-topics.
How many chapters are in Project Management Professional / PRINCE2 The Seven Processes?
3 chapters, containing 9 topics and 26 sub-topics. The largest chapter is Pre-Project and Initiation Processes, with 3 topics.
Are there flashcards for Project Management Professional / PRINCE2 The Seven Processes?
Yes — a 51-card The Seven Processes deck, printed in full in the flashcards section of this page and available in the Examius app with spaced repetition. The free plan covers one exam of your choice, including its flashcards; Examius Pro, a one-time purchase, unlocks every other exam and deck.