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Chartered Institute for Securities & Investment (CISI) Qualifications Syllabus
UK professional body offering exams for wealth management, securities, investment and financial planning practitioners. The full Chartered Institute for Securities & Investment (CISI) Qualifications syllabus: 7 subjects, 29 chapters, 103 topics and 116 sub-topics, with 357 flashcards written against it.
Chartered Institute for Securities & Investment (CISI) Qualifications subjects
Chartered Institute for Securities & Investment (CISI) Qualifications has 7 subjects. Each one is listed below with its chapters in syllabus order; open a subject for every topic and sub-topic inside them.
UK Financial Services Regulation and Professional Integrity
- The UK Regulatory Framework · 5 topics
- Approved Persons, SM&CR and Conduct Rules · 4 topics
- Principles for Businesses and Conduct of Business · 4 topics
- Financial Crime, Ethics and Complaints · 4 topics
Economics and the Financial Markets Environment
- Macroeconomics and Policy · 4 topics
- Globalisation and International Trade · 4 topics
- The Role and Function of Financial Markets · 4 topics
Securities, Asset Classes and Investment Products
- Cash and Money Market Instruments · 3 topics
- Equities · 4 topics
- Bonds and Fixed Income · 4 topics
- Derivatives · 4 topics
- Collective Investments and Alternatives · 5 topics
Investment Analysis, Risk and Portfolio Management
- Risk and Return Fundamentals · 3 topics
- Portfolio Construction and Theory · 4 topics
- Investment Selection and Valuation · 3 topics
- Performance Measurement and Reporting · 3 topics
Wealth Management and Financial Planning
- The Financial Planning Process · 3 topics
- Taxation of Investments and Individuals · 4 topics
- Tax-Efficient Wrappers and Products · 3 topics
- Pensions and Retirement Planning · 3 topics
- Protection and Estate Planning · 3 topics
Operations, Settlement and Custody
- The Trade Lifecycle · 3 topics
- Custody and Safe Custody of Assets · 3 topics
- Corporate Actions and Income Processing · 3 topics
- Operational Risk and Reconciliation · 3 topics
Risk Management in Financial Services
- Risk Governance and Framework · 3 topics
- Categories of Financial Risk · 3 topics
- Operational, Conduct and Emerging Risks · 4 topics
- Capital Adequacy and Prudential Regulation · 3 topics
Chartered Institute for Securities & Investment (CISI) Qualifications flashcards
357 question-and-answer cards across 7 subject decks, each shown in full on its subject page.
- UK Financial Services Regulation and Professional Integrity — 49 cards
- Economics and the Financial Markets Environment — 51 cards
- Securities, Asset Classes and Investment Products — 49 cards
- Investment Analysis, Risk and Portfolio Management — 51 cards
- Wealth Management and Financial Planning — 55 cards
- Operations, Settlement and Custody — 50 cards
- Risk Management in Financial Services — 52 cards
Chartered Institute for Securities & Investment (CISI) Qualifications syllabus FAQ
What subjects are in the Chartered Institute for Securities & Investment (CISI) Qualifications syllabus?
Chartered Institute for Securities & Investment (CISI) Qualifications covers 7 subjects: UK Financial Services Regulation and Professional Integrity, Economics and the Financial Markets Environment, Securities, Asset Classes and Investment Products, Investment Analysis, Risk and Portfolio Management, Wealth Management and Financial Planning, Operations, Settlement and Custody and Risk Management in Financial Services.
How many chapters and topics are in the Chartered Institute for Securities & Investment (CISI) Qualifications syllabus?
29 chapters and 103 topics, broken down further into 116 sub-topics, across 7 subjects. Securities, Asset Classes and Investment Products is the largest subject, with 20 topics in 5 chapters.
Are there Chartered Institute for Securities & Investment (CISI) Qualifications flashcards?
Yes — 357 question-and-answer flashcards in 7 subject decks. Each deck is printed in full on its subject page here, and the same cards are in the Examius app with spaced repetition. The free plan covers one exam of your choice, including its flashcards; Examius Pro, a one-time purchase, unlocks every other exam and deck.
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